How To Do Business With Us
1) Fee-based Direct Management of Account(s)*
Open a brokerage account and advisor earns an annual fee based on the total value of all accounts. Breakpoints are available for larger amounts.
2) Transaction-based Direct Management of Account(s)*
Open a brokerage account and advisor earns a commission when placing a trade
*All assets in brokerage accounts managed directly are held at Pershing, our custodian. These accounts offer online access and monthly statements in addition to reports provided by our office.
3) Consulting Arrangement
- Management of assets indirectly for a semi-annual consulting fee
- This is often used when clients have assets held somewhere else, such as a retirement plan through an employer.